DISCIPLINED PERSONS LIST

Name Sirman, Michael
Date of Order or Settlement September 8, 2010
Banned Until June 16, 2020
Sanction

10-year trading ban with conditions (BCSC)

10-year denial of exemptions (BCSC)

10-year director/officer ban (BCSC)

Payment Agreed / Ordered

 $25,000 plus $6500 in costs (ASC)

Violation

Illegal distribution (ASC)

Unregistered trading (ASC)

Misleading statements (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents Reciprocal Order New window 
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