Disciplined List
Sirman, Michael
-
Date of Order or Settlement:
2010-09-08 -
Banned Until:
2020-06-16
Sanction:
- 10-year trading ban with conditions (BCSC)
- 10-year denial of exemptions (BCSC)
- 10-year director/officer ban (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (ASC)
- Unregistered trading (ASC)
- Misleading statements (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$25,000 plus $6500 in costs (ASC)