DISCIPLINED PERSONS LIST
[Print]
| Name | Sellars, Penny Jean |
|---|---|
| Date of Order or Settlement | September 8, 2010 |
| Banned Until | July 5, 2015 |
| Sanction |
5 year trading ban with conditions (BCSC) 5 year director/officer ban with conditions (BCSC) 5 year denial of exemptions (BCSC) |
| Payment Agreed / Ordered | $40,000 plus $2,000 in costs (ASC) |
| Violation |
Illegal distributions (ASC) Unregistered trading (ASC) Prohibited representations (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order  |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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