DISCIPLINED PERSONS LIST

Name Sellars, Penny Jean
Date of Order or Settlement September 8, 2010
Banned Until July 5, 2015
Sanction

5 year trading ban with conditions (BCSC)

5 year director/officer ban with conditions (BCSC)

5 year denial of exemptions (BCSC)

Payment Agreed / Ordered $40,000 plus $2,000 in costs (ASC)
Violation

Illegal distributions (ASC)

Unregistered trading (ASC)

Prohibited representations (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents Reciprocal Order New window 
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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