Disciplined List
Jennix, Roy
-
Date of Order or Settlement:
2010-09-08 -
Banned Until:
2021-07-29
Sanction:
- 11-year trading ban with conditions
- 11-year denial of exemptions
- 11-year director/officer ban
Supporting Documents:
Violation:
- Illegal distribution (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$90,000 (ASC)