Disciplined List
Gevaert, Thierry
-
Date of Order or Settlement:
2010-09-08 -
Banned Until:
2015-05-13
Sanction:
- 5-year trading ban with conditions
- 5-year denial of exemptions
- 5-year director/officer ban
Supporting Documents:
Violation:
- Misleading statements (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$7,500 plus $1,000 in costs (ASC)