DISCIPLINED PERSONS LIST
[Print]
| Name | Besaw, Gerard |
|---|---|
| Date of Order or Settlement | September 8, 2010 |
| Banned Until | February 26, 2020 |
| Sanction |
10-year trading ban with conditions 10-year denial of exemptions |
| Violation |
Illegal distribution (ASC) Prohibited representations (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order 
|
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