DISCIPLINED PERSONS LIST

Name Besaw, Gerard
Date of Order or Settlement September 8, 2010
Banned Until February 26, 2020
Sanction

10-year trading ban with conditions

10-year denial of exemptions

Violation

Illegal distribution (ASC)

Prohibited representations (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents Reciprocal Order New window
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