DISCIPLINED PERSONS LIST
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| Name | Bulloch, David D. |
|---|---|
| Date of Order or Settlement | September 8, 2010 |
| Banned Until | June 8, 2013 |
| Sanction | 3-year trading ban with conditions |
| Payment Agreed / Ordered | $140,000 (ASC) |
| Violation |
Insider trading (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order  |
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