DISCIPLINED PERSONS LIST

Name Waite, Peter
Date of Order or Settlement September 14, 2010
Banned Until February 9, 2013
Sanction

3-year trading ban with conditions (BCSC)

3-year denial of exemptions (BCSC)

Payment Agreed / Ordered $58,276.50 plus $2,500 in costs (ASC)
Violation

Insider trading (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents Reciprocal Order New window 
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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