DISCIPLINED PERSONS LIST

Name Uppal, Kulbir Singh (Kelly)
Date of Order or Settlement November 11, 2010
Banned Until November 11, 2016
Sanction

6-year trading ban with conditions

6-year director/officer ban

6-year ban from becoming or acting as a promoter

6-year ban from acting in a managing or consultative capacity in connection with activities in the securities market

6-year investor relations ban

Payment Agreed / Ordered $7,500
Violation Making false or misleading statements
Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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