DISCIPLINED PERSONS LIST
[Print]
| Name | Uppal, Paul |
|---|---|
| Date of Order or Settlement | November 11, 2010 |
| Banned Until | November 11, 2016 |
| Sanction |
6-year trading ban with conditions 6-year director/officer ban 6-year ban from becoming or acting as a promoter 6-year ban from acting in a managing or consultative capacity in connection with activities in the securities market 6-year investor relations ban |
| Payment Agreed / Ordered | $7,500 |
| Violation | Making false or misleading statements |
| Ruling Body | BCSC |
| Supporting Documents |
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