DISCIPLINED PERSONS LIST
[Print]
| Name | Kim, Sung Wan (Sean) |
|---|---|
| Date of Order or Settlement | December 14, 2010 |
| Sanction |
Permanent ban from purchasing and trading in securities or exchange contracts Permanent director/officer ban Permanent ban from becoming or acting as a registrant, investment fund manager or promoter Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market Permanent investor relations ban |
| Payment Agreed / Ordered | $31.4 million and $15,739,967 in disgorgement |
| Violation | Fraud |
| Ruling Body | BCSC |
| Supporting Documents |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.