DISCIPLINED PERSONS LIST

Name Klassen, Ronald Oscar
Date of Order or Settlement February 9, 1998
Banned Until October 22, 2002
Sanction

5-year trading ban with conditions

5-year director/officer ban with conditions

Payment Agreed / Ordered $5,000
Violation Undeclared short selling 
Ruling Body BCSC
Supporting Documents

Decision/Order- February 9, 1998  New window

Settlement/Order - October 22, 1997 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.