DISCIPLINED PERSONS LIST
[Print]
| Name | Klassen, Ronald Oscar |
|---|---|
| Date of Order or Settlement | February 9, 1998 |
| Banned Until | October 22, 2002 |
| Sanction |
5-year trading ban with conditions 5-year director/officer ban with conditions |
| Payment Agreed / Ordered | $5,000 |
| Violation | Undeclared short selling |
| Ruling Body | BCSC |
| Supporting Documents |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.