DISCIPLINED PERSONS LIST

Name Jones, Mark Adrian
Date of Order or Settlement January 20, 2011
Banned Until September 1, 2020
Sanction

10-year ban from purchasing and trading in securities or exchange contracts (with conditions)
10-year ban from relying on any exemptions set out in the Securities regulations
10-year director/officer ban
10-year ban from acting in a management or consultative capacity in connection with activities in the securities market

Violation

Illegal distributions (ASC)
Acting contrary to the public interest (ASC)

Ruling Body BCSC / Alberta Securities Commission (ASC)
Supporting Documents

News Release
Reciprocal Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.