| Name |
Jones,
Mark Adrian |
| Date of Order or Settlement |
January 20, 2011 |
| Banned Until |
September 1, 2020 |
| Sanction |
10-year ban from purchasing and trading in securities or exchange contracts (with conditions)
10-year ban from relying on any exemptions set out in the Securities regulations
10-year director/officer ban
10-year ban from acting in a management or consultative capacity in connection with activities in the securities market
|
| Violation |
Illegal distributions (ASC)
Acting contrary to the public interest (ASC)
|
| Ruling Body |
BCSC / Alberta Securities Commission (ASC) |
| Supporting Documents |
News Release
Reciprocal Order
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.