Disciplined List
Kopec, Michael Norman
-
Date of Order or Settlement:
1999-09-07 -
Banned Until:
2001-09-07
Sanction:
- 2-year trading ban with conditions
- An undertaking to comply with the Securities Act and the Securities Rules
Supporting Documents:
Violation:
- Debit kiting which resulted in a misleading appearance of trading activity
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 plus $5,000 in costs