DISCIPLINED PERSONS LIST

Name Nielsen, Frederick Johnathon
Date of Order or Settlement March 25, 2011
Banned Until March 25, 2036
Sanction

25-year ban from purchasing and trading in securities or exchange contracts with conditions

25-year director/officer ban

25-year ban from becoming or acting as a registrant, investment fund manager or promoter

25-year ban from acting in a management or consultative capacity in connection with activities in the securities market

25-year investor relations ban

Violation

Cold calling

Unregistered trading

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.