DISCIPLINED PERSONS LIST
[Print]
| Name | Nielsen, Frederick Johnathon |
|---|---|
| Date of Order or Settlement | March 25, 2011 |
| Banned Until | March 25, 2036 |
| Sanction |
25-year ban from purchasing and trading in securities or exchange contracts with conditions 25-year director/officer ban 25-year ban from becoming or acting as a registrant, investment fund manager or promoter 25-year ban from acting in a management or consultative capacity in connection with activities in the securities market 25-year investor relations ban |
| Violation |
Cold calling Unregistered trading |
| Ruling Body | BCSC |
| Supporting Documents |
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