DISCIPLINED PERSONS LIST
[Print]
| Name | Lewis, David Reg |
|---|---|
| Date of Order or Settlement | May 8, 2001 |
| Sanction |
An undertaking to provide a BC investor with the right to a full refund An undertaking to comply with the Securities Act, the Securities Rules and any applicable regulations, policies and guidelines |
| Payment Agreed / Ordered | $9,500 plus $500 in costs |
| Violation |
Illegal distribtution Prohibited representations |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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