DISCIPLINED PERSONS LIST

Name Lewis, David Reg
Date of Order or Settlement May 8, 2001
Sanction

An undertaking to provide a BC investor with the right to a full refund

An undertaking to comply with the Securities Act, the Securities Rules and any applicable regulations, policies and guidelines

Payment Agreed / Ordered $9,500 plus $500 in costs
Violation

Illegal distribtution 

Prohibited representations

Ruling Body BCSC
Supporting Documents Settlement/Order New window
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