Disciplined List
McLeod, Daniel Neil
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Date of Order or Settlement:
2011-04-05 -
Banned Until:
2018-11-23
Sanction:
- 8-year trading ban (with conditions)
- 8-year denial of exemptions (with conditions)
Supporting Documents:
Violation:
- Acting contrary to the public interest (ASC)
- Illegal distributions (ASC)
- Misleading statements (ASC)