Disciplined List
Pilling, Robert Claire
-
Date of Order or Settlement:
2011-04-05 -
Banned Until:
2020-11-23
Sanction:
- 10-year trading ban (with conditions)
- 10-year denial of exemptions (with conditions)
Supporting Documents:
Violation:
- Acting contrary to the public interest (ASC)
- Illegal distribution (ASC)
- Misleading statements (ASC)