DISCIPLINED PERSONS LIST

Name Pilling, Robert Claire
Date of Order or Settlement April 5, 2011
Banned Until November 23, 2020
Sanction

10-year trading ban (with conditions)

10-year denial of exemptions (with conditions)

Violation

Acting contrary to the public interest (ASC)

Illegal distribution (ASC)

Misleading statements (ASC)

Ruling Body BCSC / Alberta Securities Commission (ASC)
Supporting Documents

News Release

Reciprocal Order New window

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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