DISCIPLINED PERSONS LIST
[Print]
| Name | Tamura, Sam Sakai |
|---|---|
| Date of Order or Settlement | April 5, 2011 |
| Banned Until | November 23, 2017 |
| Sanction |
7-year trading ban (with conditions) 7-year denial of exemptions (with conditions) |
| Violation |
Acting contrary to public interest (ASC) Illegal distributions (ASC) |
| Ruling Body | BCSC \ Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order
|
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