DISCIPLINED PERSONS LIST
[Print]
| Name | Briner, John David |
|---|---|
| Date of Order or Settlement | April 5, 2011 |
| Banned Until | November 3, 2015 |
| Sanction |
5-year ban from purchasing and trading in securities or exchange contracts 5-year director/officer ban 5-year ban from becoming or acting as a registrant, investment fund manager or promoter 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market 5-year investor relations ban |
| Ruling Body | BCSC |
| Supporting Documents |
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