Disciplined List
Calf, Maurice John
-
Date of Order or Settlement:
1999-12-14 -
Banned Until:
2014-12-14
Sanction:
- 15-year trade ban with conditions
- 15-year director/officer ban
- 15-year investor relations ban
Supporting Documents:
Violation:
- Misrepresentation
- Unregistered trading
- Unregistered distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$4,837.80 in costs