DISCIPLINED PERSONS LIST
[Print]
| Name | Callies, Gordon Howard |
|---|---|
| Date of Order or Settlement | July 28, 2004 |
| Banned Until | July 27, 2029 |
| Sanction |
25-year trading ban with conditions 25-year director/officer ban 25-year investor relations ban |
| Payment Agreed / Ordered | $125,000 plus $6,798 in costs |
| Violation |
Unregistered trading Illegal distribution Fraud Failure to fulfill the duties and responsibilities of a director Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Decision/Order 
|
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