DISCIPLINED PERSONS LIST

Name Callies, Gordon Howard
Date of Order or Settlement July 28, 2004
Banned Until July 27, 2029
Sanction

25-year trading ban with conditions

25-year director/officer ban

25-year investor relations ban

Payment Agreed / Ordered $125,000 plus $6,798 in costs
Violation

Unregistered trading

Illegal distribution

Fraud

Failure to fulfill the duties and responsibilities of a director

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Decision/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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