DISCIPLINED PERSONS LIST
[Print]
| Name | Carriere, Germain |
|---|---|
| Date of Order or Settlement | September 6, 2002 |
| Sanction |
An undertaking to comply with the Securities Act, Securities Rules, and applicable regulations |
| Payment Agreed / Ordered | $1,000 plus $4,000 in costs |
| Violation | Failure to fulfill the duties and responsibilities of a director |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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