DISCIPLINED PERSONS LIST

Name Carter, Roy
Date of Order or Settlement July 22, 1994
Date of Prior Decision or Settlement October 2, 1992
Banned Until July 22, 1999
Sanction

5-year trading ban with conditions

5-year director/officer ban with conditions

Payment Agreed / Ordered Costs
Violation

Failure to file financial reports

Failure to comply with Orders of the Commission

Ruling Body BCSC
Supporting Documents Decision New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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