DISCIPLINED PERSONS LIST
[Print]
| Name | Carter, Roy |
|---|---|
| Date of Order or Settlement | July 22, 1994 |
| Date of Prior Decision or Settlement | October 2, 1992 |
| Banned Until | July 22, 1999 |
| Sanction |
5-year trading ban with conditions 5-year director/officer ban with conditions |
| Payment Agreed / Ordered | Costs |
| Violation |
Failure to file financial reports Failure to comply with Orders of the Commission |
| Ruling Body | BCSC |
| Supporting Documents |
Decision 
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.