Disciplined List
Cerka, John
-
Date of Order or Settlement:
1997-10-16 -
Banned Until:
1998-10-16
Sanction:
- 1-year trading ban
- 1-year director/officer ban with conditions
- An undertaking to comply with the provision of the Act and the Securities Rules
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 and $750 in late filing fees