DISCIPLINED PERSONS LIST

Name Lieberman, Philip
Date of Order or Settlement January 20, 1998
Date of Prior Decision or Settlement March 16, 1994 & March 4, 1988
Sanction

Permanent trading ban (1998)

Permanent director/officer ban (1998)

Permanent investor relations ban (1998)

An order to cease trading in the shares of ATEC until ATEC has filed a prospectus and obtained receipt for it from the Executive Director

8-year trading ban (1994)

8-year director/officer ban (1994)

10-year trading ban (1988)

Payment Agreed / Ordered

$50,000 (1998)

$10, 000 plus $1,000 in costs (1994)

Violation

Misrepresentation (1988, 1994, 1998)

Contravention of existing trading bans (1994, 1998) 

Ruling Body BCSC
Supporting Documents

Revocation of Costs Order - February 21, 2002 New window

News Release - January 20, 1998 

Decision - January 20, 1998 New window

News Release - March 16, 1994

Decision - March 16, 1994 New window

Decision - March 4, 1988 New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.