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Enforcement

Disciplined List

Lieberman, Philip

  • Date of Order or Settlement:

    1998-01-20

Sanction:

  • Permanent trading ban (1998)
  • Permanent director/officer ban (1998)
  • Permanent investor relations ban (1998)
  • An order to cease trading in the shares of ATEC until ATEC has filed a prospectus and obtained receipt for it from the Executive Director
  • 8-year trading ban (1994)
  • 8-year director/officer ban (1994)
  • 10-year trading ban (1988)

Supporting Documents:

Violation:

  • Misrepresentation (1988, 1994, 1998)
  • Contravention of existing trading bans (1994, 1998) 

Ruling Body:

BCSC

Payment Agreed/Ordered:

$50,000 (1998)

$10, 000 plus $1,000 in costs (1994)