DISCIPLINED PERSONS LIST

Name Chan, Joseph Yan-Lap
Date of Order or Settlement August 21, 1996
Sanction

An undertaking to comply with the Securities Act

An order to cease trading in Forex Contracts until conditions are met

Payment Agreed / Ordered $25,000
Violation

Unregistered distribution

Unregistered trading

Ruling Body BCSC
Supporting Documents

Settlement/Order New window

News Release

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.