Disciplined List
Lis, Stanislaw Leon
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Date of Order or Settlement:
2000-02-14
Sanction:
- An undertaking to comply with the Securities Act and the Securities Rules
- An undertaking to comply with the By-laws, Rules and Policies of the CDNX
Supporting Documents:
Violation:
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Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$4,000 plus $1,000 in costs