DISCIPLINED PERSONS LIST

Name Chapman, Lester Gene
Date of Order or Settlement May 31, 1988
Banned Until May 31, 1993
Sanction 5-year trading ban
Violation

Unregistered distribution

"Cold calling" residences to effect trades in securities (operating a "boiler room")

Ruling Body BCSC
Supporting Documents Decision New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.