DISCIPLINED PERSONS LIST
[Print]
| Name | Chapman, Lester Gene |
|---|---|
| Date of Order or Settlement | May 31, 1988 |
| Banned Until | May 31, 1993 |
| Sanction | 5-year trading ban |
| Violation |
Unregistered distribution "Cold calling" residences to effect trades in securities (operating a "boiler room") |
| Ruling Body | BCSC |
| Supporting Documents |
Decision 
|
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