DISCIPLINED PERSONS LIST
[Print]
| Name | Chato, John |
|---|---|
| Date of Order or Settlement | June 28, 2000 |
| Banned Until | August 27, 2001 |
| Sanction | Banned from trading until Order revoked |
| Payment Agreed / Ordered | $8,000 plus $2,000 in costs |
| Violation | Unregistered distribution |
| Ruling Body | BCSC |
| Supporting Documents |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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