DISCIPLINED PERSONS LIST
[Print]
| Name | Lo, William Kee Yiu |
|---|---|
| Date of Order or Settlement | March 25, 1997 |
| Banned Until | March 25, 1998 |
| Sanction |
1-year trading ban 1-year director/officer ban |
| Payment Agreed / Ordered | $1,000 |
| Violation |
Unregistered distribution Unregistered trading |
| Ruling Body | BCSC |
| Supporting Documents |
Revocation of Costs - March 27, 2002 
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.