DISCIPLINED PERSONS LIST

Name Lo, William Kee Yiu
Date of Order or Settlement March 25, 1997
Banned Until March 25, 1998
Sanction

1-year trading ban

1-year director/officer ban

Payment Agreed / Ordered $1,000
Violation

Unregistered distribution

Unregistered trading

Ruling Body BCSC
Supporting Documents Revocation of Costs - March 27, 2002 New window

News Release - March 27, 1997

Decision - March 25, 1997  New window

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.