Disciplined List
Lo, William Kee Yiu
-
Date of Order or Settlement:
1997-03-25 -
Banned Until:
1998-03-25
Sanction:
- 1-year trading ban
- 1-year director/officer ban
Supporting Documents:
Violation:
- Unregistered distribution
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000