DISCIPLINED PERSONS LIST

Name Loewen, Thomas
Date of Order or Settlement February 16, 1999
Banned Until February 16, 2000
Sanction

1-year trading ban with conditions \

An undertaking to comply with the Securities Act, the Securities Rules and any applicable regulations, policies and guidelines

Payment Agreed / Ordered $3,000 fine and $2,000 in costs
Violation

Unregistered advising

Unregistered distribution

Ruling Body BCSC
Supporting Documents Settlement/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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