Disciplined List
Cheung, Kit Wai aka Cheung, Johnny Kit Wai
-
Date of Order or Settlement:
1996-08-21
Sanction:
- An undertaking to comply with the Securities Act
- An order to cease trading in Forex Contracts until conditions are met
Supporting Documents:
Violation:
- Unregistered distribution
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000