DISCIPLINED PERSONS LIST
[Print]
| Name | Markham, Ronald Victor |
|---|---|
| Date of Order or Settlement | February 7, 1997 |
| Sanction |
Permanent trading ban Permanent denial of exemptions Permanent director/officer ban |
| Payment Agreed / Ordered | $100,000 plus $28,212.50 in costs |
| Violation |
Fraud Unregistered trading Illegal distribution Misappropriation |
| Ruling Body | BCSC |
| Supporting Documents |
Related Decision - May 16, 2003
Decision on Costs - October 28, 1998
|
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