Disciplined List
Mason, Derek Duncan
-
Date of Order or Settlement:
1996-02-20 -
Banned Until:
2016-02-20
Sanction:
- 20-year trading ban
- 20-year director/officer ban with conditions
Supporting Documents:
Violation:
- Unregistered distribution
- Unregistered trading
- Misrepresentations
- Failure to fulfill duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$30,000 fine and $36,751.37 in costs