DISCIPLINED PERSONS LIST

Name Mason, Douglas Laurence
Date of Order or Settlement August 25, 2004
Banned Until August 25, 2005
Sanction

1-year trading ban with conditions

1-year director/officer ban with conditions

1-year investor relations ban with conditions

An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines

Payment Agreed / Ordered $200,000 plus $50,000 in costs
Violation

Failure to file insider reports

Creating a misleading appearance of trading activity contrary to the public interest

Failure to file the notices and reports that control persons are required to file

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.