DISCIPLINED PERSONS LIST
[Print]
| Name | Mason, Douglas Laurence |
|---|---|
| Date of Order or Settlement | August 25, 2004 |
| Banned Until | August 25, 2005 |
| Sanction |
1-year trading ban with conditions 1-year director/officer ban with conditions 1-year investor relations ban with conditions An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines |
| Payment Agreed / Ordered | $200,000 plus $50,000 in costs |
| Violation |
Failure to file insider reports Creating a misleading appearance of trading activity contrary to the public interest Failure to file the notices and reports that control persons are required to file |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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