DISCIPLINED PERSONS LIST

Name Harris, Robert John
Date of Order or Settlement July 7, 2011
Sanction

Permanent ban from purchasing and trading in securities or exchange contracts

Permanent ban from relying on any exemptions set out in the Securities regulations

Permanent director/officer ban

Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

Violation

Illegal distributions (ASC)

Misleading statements (ASC)

Acting contrary to public interest (ASC)

Perpetrating a fraud on investors (ASC)

Ruling Body BCSC
Supporting Documents

News Release

Reciprocal Order New window

 

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.