Disciplined List
Gahunia, Gurdip Singh (Michael)
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Date of Order or Settlement:
2011-07-07
Sanction:
- Permanent trading ban with conditions
- Permanent ban from relying on any exemptions set out in the Securities regulations
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
- Permanent investor relations ban
Supporting Documents:
Violation:
- Unregistered trading (OSC)
- Illegal distribution (OSC)
- Fraud (OSC)
- Making prohibited representations (OSC)
- Acting contrary to the public interest (OSC)