DISCIPLINED PERSONS LIST
[Print]
| Name | Gahunia, Gurdip Singh (Michael) |
|---|---|
| Date of Order or Settlement | July 7, 2011 |
| Sanction |
Permanent trading ban with conditions Permanent ban from relying on any exemptions set out in the Securities regulations Permanent director/officer ban Permanent ban from becoming or acting as a registrant, investment fund manager or promoter Permanent investor relations ban |
| Violation |
Unregistered trading (OSC) Illegal distribution (OSC) Fraud (OSC) Making prohibited representations (OSC) Acting contrary to the public interest (OSC) |
| Ruling Body | BCSC / Ontario Securities Commission (OSC) |
| Supporting Documents |
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