Disciplined List
Colledge, James R. K.
-
Date of Order or Settlement:
1999-02-25 -
Banned Until:
2001-02-25
Sanction:
- 2-year trading ban with conditions
- 2-year director/officer ban
Supporting Documents:
Violation:
- Failure to fulfill the duties and responsibilities of a director
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 plus $5,000 in costs