DISCIPLINED PERSONS LIST

Name Sylvester, Julian M.
Date of Order or Settlement July 7, 2011
Sanction

Permanent ban from purchasing and trading in securities or exchange contracts

Permanent ban from relying on any exemptions set out in the Securities regulations

Permanent director/officer ban

Violation

Unregistered trading (OSC)

Illegal distribution (OSC)

Fraud (OSC)

Acting contrary to the public interest (OSC)

Ruling Body BCSC / Ontario Secuirites Commission (OSC)
Supporting Documents

News Release

Reciprocal Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.