DISCIPLINED PERSONS LIST
[Print]
| Name | Sylvester, Julian M. |
|---|---|
| Date of Order or Settlement | July 7, 2011 |
| Sanction |
Permanent ban from purchasing and trading in securities or exchange contracts Permanent ban from relying on any exemptions set out in the Securities regulations Permanent director/officer ban |
| Violation |
Unregistered trading (OSC) Illegal distribution (OSC) Fraud (OSC) Acting contrary to the public interest (OSC) |
| Ruling Body | BCSC / Ontario Secuirites Commission (OSC) |
| Supporting Documents |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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