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Enforcement

Disciplined List

McLean, Ernest John V.

  • Date of Order or Settlement:

    1998-03-19

  • Banned Until:

    2003-03-19

Sanction:

  • 5-year trading ban
  • 5-year director/officer ban

Supporting Documents:

Violation:

  • Unregistered trading
  • Unregistered distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$5,000