DISCIPLINED PERSONS LIST
[Print]
| Name | Hu, Michael Kyaw Myint Hua |
|---|---|
| Date of Order or Settlement | November 10, 2011 |
| Sanction |
Permanent ban from purchasing and trading in securities or exchange contracts (with conditions) Permanent director/officer ban (with conditions) Permanent ban from becoming or acting as a registrant, investment fund manager or promoter Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market Permanent investor relations ban |
| Payment Agreed / Ordered | $1.5 million |
| Violation |
Insider trading Making false and misleading statements to commission staff |
| Ruling Body | BCSC |
| Supporting Documents |
News Release - November 14, 2011 |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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