DISCIPLINED PERSONS LIST

Name Hu, Michael Kyaw Myint Hua
Date of Order or Settlement November 10, 2011
Sanction

Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)

Permanent director/officer ban (with conditions)

Permanent ban from becoming or acting as a registrant, investment fund manager or promoter

Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

Permanent investor relations ban

Payment Agreed / Ordered $1.5 million
Violation

Insider trading

Making false and misleading statements to commission staff

Ruling Body BCSC
Supporting Documents

News Release - November 14, 2011

Decision/Order - November 10, 2011 New window

News Release

Decision/Findings New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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