DISCIPLINED PERSONS LIST

Name Delisle, Del Michel Albert
Date of Order or Settlement June 6, 2005
Date of Prior Decision or Settlement July 17, 2001
Banned Until June 6, 2011
Sanction

6-year trading ban with conditions (2005)

6-year director/officer ban (2005)

6-year investor relations ban (2005)

An Order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines (2005)

18-month trading ban with conditions (2001)

18-month director/officer ban with conditions (2001)

18-month investor relations ban (2001)

18-month ban from disseminating to the public, or authorizing the dissemination to the public persaonlly, or through any corporate entity, any information relating to trading or advising in securities or investor relations activities (2001)

An undertaking to cease using the name of First Equity Capital for any purposes relating to trading or advising in securities or investor relations activities (2001)

An undertaking to comply fully with the Securities Act, the Securities Rules, and any applicable regulations and guidelines (2001)

An undertaking to keep the Executive Director informed at all times of the registered dealer through which he is permitted to trade (2001)

Payment Agreed / Ordered

$2,000 plus $500 in costs (2001)

Violation

Unregistered trading (2005)

Illegal distribution (2005)

Acting contrary to the public interest (2005)

Unregistered trading (2001)

Unregistered advising (2001)

Ruling Body BCSC
Supporting Documents

News Release - June 10, 2005

Settlement/Order - June 6, 2005 New window

Settlement/Order - July 17, 2001 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.