Disciplined List
Mellios, Aristedes
-
Date of Order or Settlement:
1996-03-18
Sanction:
- Reprimanded
- As a condition of any future registration Mellios must take and pass the course or examination required for his category of registration, even if he had completed the course or examination prior to the date of the decision
Supporting Documents:
Violation:
- Failure to comply with the "Know Your Client" rule
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,190.65 in costs