Disciplined List
Nuttall, Jo Ann
-
Date of Order or Settlement:
2012-03-29 -
Banned Until:
2012-09-29
Sanction:
- 6-month trading ban (with conditions)
- A reprimand
Supporting Documents:
Violation:
-
Making false or misleading statements
Ruling Body:
BCSCPayment Agreed/Ordered:
$15,000