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Disciplined List

Musewald, Detlef

  • Date of Order or Settlement:

    1993-04-30
  • Banned Until:

    1994-04-30

Sanction:

  • 1-year trading ban
  • An order to comply with the Securities Act and the Securities Regulation

Supporting Documents:

Violation:

  • Failure to file insider reports
  • Unregistered distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$5,000