Disciplined List
Newsom, Donald
-
Date of Order or Settlement:
1995-04-04 -
Banned Until:
2015-04-04
Sanction:
- 20-year trading ban
- 20-year director/officer ban
Supporting Documents:
Violation:
- Stock manipulation
- Unregistered advising
- Operation of a boiler room
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000 fine plus costs