DISCIPLINED PERSONS LIST
[Print]
| Name | Omelus, James Ronald |
|---|---|
| Date of Order or Settlement | November 24, 1999 |
| Banned Until | November 24, 2004 |
| Sanction |
5-year registration ban 5-year trading ban An undertaking to repay oustanding loans |
| Payment Agreed / Ordered | $16,000 plus $4,000 in costs |
| Violation |
Unregistered advising Improper conduct Failure to deal honestly, fairly and in good faith with his clients |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.