DISCIPLINED PERSONS LIST

Name Omelus, James Ronald
Date of Order or Settlement November 24, 1999
Banned Until November 24, 2004
Sanction

5-year registration ban

5-year trading ban

An undertaking to repay oustanding loans

Payment Agreed / Ordered $16,000 plus $4,000 in costs
Violation

Unregistered advising

Improper conduct

Failure to deal honestly, fairly and in good faith with his clients

Ruling Body BCSC
Supporting Documents Settlement/Order  New window
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