Disciplined List
Dickman, Allan Arthur
-
Date of Order or Settlement:
2002-12-03 -
Banned Until:
2007-12-03
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban
- 5-year investor relations ban
- An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
-
Unregistered distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,500