Disciplined List
Patterson, David Michael
-
Date of Order or Settlement:
2000-10-13 -
Banned Until:
2002-01-13
Sanction:
- 15-month trading ban
- 15-month director/officer ban
- An undertaking to comply with the Securities Act, the Securities Rules, and all applicable regulations, policies and guidelines
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$40,000 plus $10,000 in costs