Enforcement

Disciplined List

Patterson, David Michael

Date of Order or Settlement:

2000-10-13
Banned Until:

2002-01-13

Sanction:

15-month trading ban
15-month director/officer ban
An undertaking to comply with the Securities Act, the Securities Rules, and all applicable regulations, policies and guidelines

Supporting Documents:

Settlement/Order

Violation:

Failure to file insider reports

Ruling Body:

BCSC

Payment Agreed/Ordered:

$40,000 plus $10,000 in costs