Disciplined List
Perrin, Geoffrey Christopher
-
Date of Order or Settlement:
1997-04-01
Sanction:
- Six months strict supervision to follow any registration
- An undertaking to comply fully with the Securities Act, Securities Rules and all applicable regulations
Supporting Documents:
Violation:
-
Unregistered advising
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000